ICD’s front and backend compliance features help clients conform to their investment guidelines.

Maximum % of Assets Under Management: Total investments cannot exceed a set percentage of a fund’s assets under management.

Maximum Notional Investment in Any Fund: Investment cannot exceed a specified amount for any fund.

Maximum Notional Investment in a Specific Fund: Investment cannot exceed a specified amount for a specific fund.

The Compliance Tab provides rule status monitoring and editing.

  • Manage Rights

  • Trade Ticket Display

  • Backend Notifications