ICD’s front and backend compliance features help clients conform to their investment guidelines.
Maximum % of Assets Under Management: Total investments cannot exceed a set percentage of a fund’s assets under management.
Maximum Notional Investment in Any Fund: Investment cannot exceed a specified amount for any fund.
Maximum Notional Investment in a Specific Fund: Investment cannot exceed a specified amount for a specific fund.
Minimum 7-day Liquidity: Alerts are sent to clients with positions in MMFs that fall below the established liquidity minimums
The Compliance Tab provides rule status monitoring and editing.
- Manage Rights
- Trade Ticket Display
- Back-End Notifications