ICD’s front and back-end compliance features help clients conform to their investment guidelines.
Maximum % of Assets Under Management: Total investments cannot exceed a set percentage of a fund’s assets under management.
Maximum Notional Investment in Any Fund: Investment cannot exceed a specified amount for any fund.
Maximum Notional Investment in a Specific Fund: Investment cannot exceed a specified amount for a specific fund.
Minimum 7-day Liquidity: Alerts are sent to clients with positions in MMFs that fall below the established liquidity minimums.
Maximum Transaction Amount Per Currency: The amount selected for any individual transaction in a ticket cannot exceed a specified amount for a specific currency.
Maximum Spread to MNAV: The spread between the current share price and the Market-based NAV (MNAV) cannot exceed specified threshold values above and below the share price, for any currently-held fund.
The Compliance Tab provides rule status monitoring and editing.
- Manage Rights
- Trade Ticket Display
- Back-End Notifications