Mason J. MartinEVP, Chief Compliance Officer
Mason Martin joined ICD in 2003 as Global Chief Compliance Officer. Mason is responsible for ICD’s compliance with FINRA and FCA. In addition, he supervises all internal and external communications. Mason is a valuable member of ICD’s technology and marketing teams, he manages all disaster recovery and business continuity processes, and facilitates firm element continuing education, ongoing training and annual CEO certification.
Prior to joining ICD, Mason managed the money fund trade desk at Zurich Scudder Investments in Chicago and assisted in a sales effort generating over $20 Billion in assets.
Mason was with Zurich Scudder from December of 1995 to October 2002, where he held various client services positions.
Mason earned his Bachelor of Arts degree in Political Science and Speech Communication from the University of Illinois at Urbana Champaign, with a minor in Finance. He carries FINRA Series 7, 24, and 53 securities licenses.